Information About BAX Securities Law Blog
Recent Posts
Below is a preview of the five most recent posts from the blog BAX Securities Law Blog. To read these posts in their entirely or subscribe to future updates from this blog, please visit their website!
- Canadian Securities Administrators Publish Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Other Instruments and Policies Relating to Principal Distributors
The Canadian Securities Administrators (CSA) recently announced the publication of final amendments to the principal distributor model (the Final Amendments) in the distribution of mutual fund securities. The Final Amendments clarify that a dealer may act as principal distributor only for mutual fun … Read more »
- BCSC Issues its First Whistleblower Award
The British Columbia Securities Commission (BCSC) has made its first whistleblower award of $25,000 to an individual whose information contributed to an ongoing enforcement action into suspected misconduct. The award marks the first payout under the BCSC’s whistleblower program, which provides fin … Read more »
- BCSC Publishes Notice of Revised British Columbia Securities Commission Policy Hearings
The British Columbia Securities Commission (BCSC) has approved revised procedures for hearings under the Securities Act (the Act), effectively immediately. Those procedures are set out in BCP 15-601 Hearings (the Policy). The amendments to BCP 15-601 adopt a new practice of deleting records in close … Read more »
- Canadian Securities Exchange Publishes Proposed Public Interest Rule Amendments – Proposed – Request for Comments
CNSX Markets Inc., operator of the Canadian Securities Exchange (CSE) is proposing amendments (the Proposed Amendments) to the CSE Listing Policies (the Policies) and have made then available for comment for a period ending July 6, 2026. The Proposed Amendments remove the requirement for Listed Issu … Read more »
- BAX Securities Law Announces Toronto Business Lawyers Association Monthly Meeting
Toronto, June 1, 2026: BAX Securities Law is pleased to announce the 10th year anniversary of the Toronto Business Lawyers Association (TBLA). The TBLA was created by Barbara Hendrickson, founder of BAX Securities Law, to provide business lawyers in the small and mid-size law firm community with … Read more »