Information About BAX Securities Law Blog
Recent Posts
Below is a preview of the five most recent posts from the blog BAX Securities Law Blog. To read these posts in their entirely or subscribe to future updates from this blog, please visit their website!
- CIRO Publishes Proposed Crypto Trading Platform Regulation Fee Model for Review and Comment
The Canadian Investment Regulatory Organization (CIRO) has published its Proposed Crypto Trading Platform Regulation Fee Model (the Proposed Crypto Fee Model) for review and comment for a period ending September 28, 2026. CIRO intends to implement the Proposed Crypto Fee Model, July 1, 2027, in acco … Read more »
- CSA Publishes Updated Cybersecurity Findings and Guidance for Registered Firms
The Canadian Securities Administrators (CSA) have published CSA Staff Notice 33-322 Review of Registered Firms’ Cybersecurity Practices and Additional Guidance (The Staff Notice). The Staff Notice follows a focused compliance examination sweep of 73 registered firms’ cybersecurity practices and sets … Read more »
- CSA Seeks Comment on Modernizing the Regulation of Public Companies
The Canadian Securities Administrators (CSA) has published CSA Consultation Paper 51-406 Modernizing the Regulation of Public Companies (the Consultation Paper) for a 120-day comment period ending November 13, 2026. The Consultation Paper is seeking stakeholder input on: whether a revised approach t … Read more »
- Canadian Securities Administrators Published Amendments to Allow Higher Limits for the Listed Issuer Financing Exemption
The Canadian Securities Administrators (CSA) has published proposed amendments to National Instrument 45-106 Prospectus Exemptions and changes to the Companion Policy 45-106P (the Proposed Amendments), for a 90-day comment period ending October 21, 2026. The Proposed Amendments seek to codify increa … Read more »
- Whistleblowing in Canada
When news of a whistleblowing award becomes public in Canadian financial circles it usually makes news; not only from the size of the award, but also the very fact that someone has felt it necessary to step forward to bring wrongdoing in the markets to light. The recent announcement by the British C … Read more »