Information About Forooghian + Company Securities Law Blog
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- Canadian Securities Regulators Urge Caution on Promotional Activities
December 3, 2018On November 29, 2018, the Canadian Securities Administrators (CSA), published CSA Staff Notice 51-356 – Problematic Promotional Activities by Issuers (Staff Notice), cautioning issuers to avoid promotional activities that may artificially increase their share price or trading volume, … Read more »
- Farzad Forooghian Recognized as Leading Lawyer
October 20, 2018Farzad Forooghian has been recognized in the 2018 edition of Who’s Who Legal: Canada as a leading expert in business law. Farzad was one of only 30 lawyers in western Canada recognized in the area of mining law.Who’s Who Legal is a leading directory of lawyers across a wide range of … Read more »
- Canadian Securities Regulators Publish Guidance on Cannabis Issuer Disclosure
October 11, 2018On October 10, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry (the Staff Notice) following a review of 70 reporting issuers with cannabis operations.The Staff Notice identifies the following … Read more »
- Reminder: New Report of Exempt Distribution Now in Effect
October 5, 2018 The Canadian Securities Administrators (CSA) recently published final amendments to National Instrument 45-106 – Prospectus Exemptions (NI 45-106) to simplify the report of exempt distribution set out on Form 45-106F1 Report of Exemption Distribution (New Report) which must be filed … Read more »
- OSC Releases Statement of Priorities for 2018-2019
September 21, 2018The Ontario Securities Commission (OSC) has released its Statement of Priorities for the fiscal year ending March 2019.The priorities listed for the upcoming fiscal year support the OSC’s five broad regulatory goals, which are generally consistent with those identified in past year … Read more »
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