Information About Canadian Securities Regulatory Monitor
Below is a preview of the five most recent posts from the blog Canadian Securities Regulatory Monitor. To read these posts in their entirely or subscribe to future updates from this blog, please visit their website!
- CSA Published Guidance on Expectations for Compliance Consultants Performing Regulatory Mandates
- OSC and CSA Publish Priorities for the Coming Years
- SEC Issues “No-Action” Letter in Connection with the Sale of Digital Tokens by Pocketful of Quarters
- IIROC Proposes Significant Changes to Continuing Education Rules
- SEC/FINRA Joint Statement on Broker-Dealer Custody of Digital Asset Securities